CPD Library
SRA Regulatory and Compliance

SRA Regulatory and Compliance

Discover Datalaw's compliance course library, your top resource for mastering regulatory requirements. Our focused compliance training gives solicitors, legal professionals, and law firms the essential updates and tools they need to navigate today’s complex regulations and stay compliant.

If you need flexible learning options, our online webinars and training in compliance are designed to fit easily into your busy schedule. Our platform is easy to use and offers an engaging experience, providing the latest information on compliance rules, risk management, important case studies, and industry best practices.

Boost your compliance skills with Datalaw's specialised courses, and explore our wide range of legal CPD courses to support your ongoing professional development in this crucial area.

compliance courses

SRA Regulatory and Compliance to get you started

Latest Releases Popular Courses Live Webinars Upcoming

Basic Principles of the Solicitors Accounts Rules

This introductory-level CPD course offers a practical and accessible overview of the Solicitors Accounts Rules, a vital regulatory framework governing the handling of client money within law firms. Designed for legal professionals at the sta ... See More

Katie Jackson

with Katie Jackson

5

119 Users Enrolled

View Course

£ 169 +VAT

Regulatory Updates 2024

This regulatory update is a quick summary of ongoing changes and updates in legal regulation for 2024. This update does not constitute advice and is not complete coverage of all developments. Please consider the position as appropriate to your ow ... See More

Datalaw Team

with Datalaw Team

5

175 Users Enrolled

View Course

Free

Regulatory Updates 2025

These regulatory updates are a quick summary of ongoing changes and updates in legal regulation for 2025. These updates do not constitute advice and is not complete coverage of all developments. Please consider the position as appropriate to your ... See More

Datalaw Team

with Datalaw Team

233 Users Enrolled

View Course

Free

SRA Regulatory and Compliance Update 2025 Bundle

Stay ahead in the ever-changing regulatory environment with the SRA Compliance Law Update Bundle 2025. This bundle equips legal professionals with essential updates and practical guidance to navigate the latest regulatory requirements and best pr ... See More

Katie Jackson

with Katie Jackson

225 Users Enrolled

View Course

£ 349 +VAT

SQM Update - People and Management

Discover how to effectively manage your firm’s compliance with the Specialist Quality Mark (SQM) standards through this engaging webinar, SQM Update - People and Management. This session delves into the essential roles of staff and management i ... See More

Katie Jackson

with Katie Jackson

151 Users Enrolled

View Course

£ 169 +VAT

AML Update - Applications, Exclusions, and Approvals

Stay ahead in the compliance landscape with our comprehensive webinar, AML Update - Applications, Exclusions, and Approvals. This course examines the Money Laundering Regulations 2017, focusing on how they apply across various business types, sec ... See More

Katie Jackson

with Katie Jackson

5

212 Users Enrolled

View Course

£ 169 +VAT

CLC Code of Conduct: Key Insights

Stay ahead of the compliance curve with our essential webinar on the 2025 updates to the CLC Code of Conduct and Overarching Principles. Designed for licensed conveyancers and those working in conveyancing firms, this engaging session examines th ... See More

Katie Jackson

with Katie Jackson

69 Users Enrolled

View Course

£ 169 +VAT

SRA Guide to Marketing and Unsolicited Approaches

Marketing is essential for law firms to grow and retain clients, but compliance with the SRA Code of Conduct Rule 8.9 is paramount. Under this rule, solicitors and firms must not make unsolicited approaches to members of the public. This course e ... See More

Katie Jackson

with Katie Jackson

54 Users Enrolled

View Course

£ 169 +VAT

Data (Use and Access) Bill Guide: Navigating New Data Laws

Delve into the transformative implications of the recently introduced Data (Use and Access) Bill. This comprehensive session will unpack the Bill’s key provisions and their impact on legal practice and data management. Highlights include an exp ... See More

Katie Jackson

with Katie Jackson

4.5

296 Users Enrolled

View Course

£ 169 +VAT

Regulatory Update - December 2024

This regulatory update is a quick summary of ongoing changes and updates in legal regulation for December 2024. This update does not constitute advice and is not complete coverage of all developments. Please consider the position as appropriate t ... See More

Datalaw Team

with Datalaw Team

215 Users Enrolled

View Course

Free

SRA Regulatory and Compliance Autumn Update 2025

Mark your calendar for Tuesday, 7th October at 1PM and join our timely webinar covering the latest updates from the SRA. As autumn brings the annual renewal period, this session will focus on the SRA’s emphasis on continuing competence and its ... See More

Katie Jackson

with Katie Jackson

199 Users Enrolled

View Course

£ 169 +VAT

SRA Regulatory and Compliance Spring Update 2025

Join our comprehensive Spring Update live webinar on Tuesday 17th June 2025 at 1pm, to explore the latest developments in the SRA’s Consumer Protection Review Consultations and their implications for legal compliance. Dive deep into the SRA’s ... See More

Katie Jackson

with Katie Jackson

203 Users Enrolled

View Course

£ 169 +VAT

Featured SRA Regulatory and Compliance

Featured Courses

(4.5)

AML Client Matter Risk Assessments

with Katie Jackson

636 Users Enrolled

Participants will learn about different types of AML risk assessments, including how to approach complex matters with multiple risk factors. The webinar will also guide attendees through the essential elements to include in procedures and forms for client matter risk assessments, referencing the Money Laundering Regulations 2017, the latest sectoral risk assessment by the regulator, and your firm's Practice Wide Risk Assessment.

Featured Courses

Anti Money Laundering Legislation Update

with Katie Jackson

416 Users Enrolled

In this course we look into UK AML legislation, delving into the intricacies of the Money Laundering Regulations 2017 and the Proceeds of Crime Act 2002 (both as amended) in this comprehensive and interactive webinar. Designed specifically for legal professionals, this course provides a detailed analysis of anti money laundering legislation and its practical implications for law firms. By examining a fictional standard client matter, attendees will engage in interactive learning, ...See more

Featured Courses

GDPR Breach Reporting

with Katie Jackson

362 Users Enrolled

This insightful webinar provides an in-depth exploration of Articles 33 and 34 of GDPR, focusing on the legal requirements for reporting personal data breaches. Participants will learn about the specific obligations for disclosing data breaches, including the nature of the breach, actions taken to protect personal data post-breach, and providing internal contact details like those of the Data Protection Officer. Furthermore, the webinar will delve into the significant proposed reforms introduced ...See more

Featured Courses

Serious Breaches and Practising Certificate Conditions

with Katie Jackson

278 Users Enrolled

This comprehensive webinar, first presented in 2014 and now updated to align with the 2019 SRA Handbook, offers an in-depth exploration of the self-reporting requirements for solicitors and authorised firms. Covering sections 7.1 - 7.12 of the SRA's Code of Conduct for Solicitors, along with mirrored provisions for firms, the course delves into the intricate details of self-reporting obligations and how the SRA handles various situations through its rules.Participants will learn about the decisi ...See more

Featured Courses

CLC and SRA Accounts Rules - Banking Facilities

with Katie Jackson

303 Users Enrolled

Key topics include the general prohibition under sections 19 and 24 of the Financial Services and Markets Act (FSMA) 2000, exempt regulated activities under Part XX of FSMA for SRA and CLC regulated firms, and detailed analysis of the SRA Financial Services (Conduct of Business) Rules and the FSMA Regulated Activities Order 2001. Additionally, the webinar will explore the concepts of FCA regulation and its implications on the provision of the solicitor and licensed conveyancer client account, a ...See more

Featured Courses

(5)

SRA Policy and Approach to Unfair Advantages

with Katie Jackson

299 Users Enrolled

This insightful webinar delves into the Solicitors Regulation Authority's (SRA) stance on preventing unfair advantages within legal practice, as mandated under Principle 5, alongside 1.2 and 1.4 of the Code of Conduct for Solicitors, and paralleled in the Code of Conduct for Firms. The session will thoroughly explore the SRA's policy and enforcement actions related to allegations of taking unfair advantage, misleading by omission, and/or abuse of position.Participants will gain a comprehensive u ...See more

SRA Regulatory and Compliance Bundles

Get More for Less with Our SRA Regulatory and Compliance Bundles

Stay current with the latest developments in SRA Regulatory and Compliance and enhance your practice with our expertly curated SRA Regulatory and Compliance.

Trusted by over 27,000 legal Professionals

SRA Regulatory and Compliance Update 2025 Bundle

SRA Regulatory and Compliance Update 2025 Bundle

What’s Included?

Basic Principles of the Solicitors Accounts Rules

01:00:15
COLP & COFA Update - Costs and Charging

01:00:00
SQM Update - People and Management

01:01:35
AML Update - Applications, Exclusions, and Approvals

01:06:13
CLC Code of Conduct: Key Insights

00:01:05
Reporting Accountant Changes

01:00:00
+4 more SRA Regulatory and Compliance

£ 349.00 +VAT

Saving of £1,341.00 for Individuals

View Bundle

SRA Regulatory And Compliance Update 2024 Bundle

SRA Regulatory And Compliance Update 2024 Bundle

What’s Included?

SRA Policy and Approach to Unfair Advantages

01:03:49
CLC and SRA Accounts Rules - Banking Facilities

01:02:51
Serious Breaches and Practising Certificate Conditions

01:13:43
SRA Regulatory and Compliance Autumn Update 2024

01:02:07
SRA Regulatory and Compliance Spring Update 2024

01:02:50
GDPR Breach Reporting

01:00:07
+2 more SRA Regulatory and Compliance

£ 349.00 +VAT

Saving of £1,003.00 for Individuals

View Bundle

SRA Code Of Conduct Guide

SRA Code Of Conduct Guide

What’s Included?

SRA Code of Conduct Guide for Service and Competence

01:09:58
SRA Code of Conduct Guide on Firm Supervision

01:15:19
Dispute Resolution and the Code of Conduct

01:06:30

£ 349.00 +VAT

Saving of £158.00 for Individuals

View Bundle

SQM - Mandatory Training 2025 Bundle

SQM - Mandatory Training 2025 Bundle

What’s Included?

SQM Update - File Management and Records

01:00:00
Discrimination Legislation and Regulatory Compliance

00:00:00
Equality, Diversity and Inclusion - Employment Law Course

00:48:33
SQM Update - People and Management

01:01:35
AML Update - Applications, Exclusions, and Approvals

01:06:13
Data (Use and Access) Bill Guide: Navigating New Data Laws

00:52:36

£ 269.00 +VAT

Saving of £745.00 for Individuals

View Bundle

All SRA Regulatory and Compliance

Showing 1 to 8 of 138 total results

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Basic Principles of the Solicitors Accounts Rules

with Katie Jackson

This introductory-level CPD course offers a practical and accessible overview of the Solicitors Accounts Rules, a vital regulatory framework governing the handling of client money within law firms. Designed for legal professionals at the start of their compliance journey, this webinar demystifies the basic accounting concepts and legal principles that support proper client account operation.Participants will explore the core elements of a solicitor’s accounting system, including the cashbook, client ledger, and reconciliation processes. ... See more

5

119 Users Enrolled

£ 169 +VAT

View Course

Regulatory Updates 2024

with Datalaw Team

This regulatory update is a quick summary of ongoing changes and updates in legal regulation for 2024. This update does not constitute advice and is not complete coverage of all developments. Please consider the position as appropriate to your own firm.Watch and read our monthly SRA Compliance Updates to gain extra CPD Training & stay up-to-date on SRA Regulatory & Compliance changes.

5

175 Users Enrolled

Free

View Course

Regulatory Updates 2025

with Datalaw Team

These regulatory updates are a quick summary of ongoing changes and updates in legal regulation for 2025. These updates do not constitute advice and is not complete coverage of all developments. Please consider the position as appropriate to your own firm.Watch and read our monthly SRA Compliance Updates to gain extra CPD Training & stay up-to-date on SRA Regulatory & Compliance changes.

233 Users Enrolled

Free

View Course

SRA Regulatory and Compliance Update 2025 Bundle

with Katie Jackson

Stay ahead in the ever-changing regulatory environment with the SRA Compliance Law Update Bundle 2025. This bundle equips legal professionals with essential updates and practical guidance to navigate the latest regulatory requirements and best practices in compliance, ethics, and legal management. From the revamped SRA Accounts Rules to practical advice on marketing and managing unsolicited approaches, each component of this course provides actionable insights to strengthen your compliance framework.Explore critical updates on anti-money launde ... See more

225 Users Enrolled

£ 349 +VAT

View Bundle

SQM Update - People and Management

with Katie Jackson

Discover how to effectively manage your firm’s compliance with the Specialist Quality Mark (SQM) standards through this engaging webinar, SQM Update - People and Management. This session delves into the essential roles of staff and management in an SQM-accredited firm, providing a detailed exploration of compliance, professional development, and quality legal practice.Key TopicsExplore best practices for staff arrangements and SQM compliance, including role-specific requirements for supervisors, caseworkers, and duty solicitors. Understand su ... See more

151 Users Enrolled

£ 169 +VAT

View Course

AML Update - Applications, Exclusions, and Approvals

with Katie Jackson

Stay ahead in the compliance landscape with our comprehensive webinar, AML Update - Applications, Exclusions, and Approvals. This course examines the Money Laundering Regulations 2017, focusing on how they apply across various business types, sectors, and legal services. It provides critical insights into regulatory requirements for law firms, including registration processes and how regulators like the SRA manage their registers of regulated individuals and nominated officers. We provide an in-depth review of Part 2, Chapters 1, 2, and 3 ... See more

5

212 Users Enrolled

£ 169 +VAT

View Course

CLC Code of Conduct: Key Insights

with Katie Jackson

Stay ahead of the compliance curve with our essential webinar on the 2025 updates to the CLC Code of Conduct and Overarching Principles. Designed for licensed conveyancers and those working in conveyancing firms, this engaging session examines the latest changes and their practical implications for compliance.The Council for Licensed Conveyancers (CLC) has introduced significant updates to its Code of Conduct, emphasising new principles such as “honesty,” “keeping client money safe,” and “collaborating openly and truthfully with regul ... See more

69 Users Enrolled

£ 169 +VAT

View Course

SRA Guide to Marketing and Unsolicited Approaches

with Katie Jackson

Marketing is essential for law firms to grow and retain clients, but compliance with the SRA Code of Conduct Rule 8.9 is paramount. Under this rule, solicitors and firms must not make unsolicited approaches to members of the public. This course explores the boundaries of permitted marketing, providing practical guidance on compliant advertising and strategic marketing techniques.We will break down the definition of unsolicited approaches, examine prohibitions on third-party referral arrangements, and identify ways to market legal services ethic ... See more

54 Users Enrolled

£ 169 +VAT

View Course

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