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SRA Regulatory and Compliance

 

Domain A1 of the SRA Competence Statement stipulates that practitioners must ”Act honestly and with integrity, in accordance with legal and regulatory requirements and the SRA Handbook and Code of Conduct.”

To ensure that legal professionals, and the firms for which they work, can easily comply with this requirement, Datalaw have put together an impressive array of legal regulatory and compliance webinars which cover areas including law firm risk management, equality and diversity training and SRA complaints handling.

Datalaw’s selection of SRA regulatory and compliance training courses are perfect for firms whose employees have varying roles and levels of knowledge and experience; our selection of ‘Essential Knowledge’ taster courses are essential for support staff, paralegals and legal executives and cover the SRA as a regulator, financial services, money laundering and mortgage fraud, whilst the introductory title OFR and Compliance with the SRA Code of Conduct, delivered by business development consultant and former managing partner at Eversheds Peter Scott, is indispensable for new starters and trainee solicitors.

Expanding upon the requirements within domain A1 of the SRA Competence Statement, legal professionals must be able to recognise ethical issues and exercising effective judgement in addressing them. Vital for all members of staff, our constructive bite-size Ethics and Professionalism webinar is a cost-effective solution to managing risk and will ensure that your firm’s COLP has nothing to do.

For those seeking guidance on whistle blowing policy and procedure, our new whistleblowing training course Raising Concerns and Whistleblowing – A Guide for Solicitors is ideal; Delivered by entertaining lecturer and barrister Alastair Hodge, this session will emphasise the importance of having a whistleblowing policy and will offer guidance on how firms can create one, if needed.

Datalaw also offer an assortment of intermediate and advanced courses which are essential for experienced practitioners who require more in-depth legal compliance training; the aptly named Lexcel and SQM Auditing courses, delivered by accredited Lexcel consultant Norman Denton and approved SQM auditor Carol Wealleans (formerly Taylor) respectively, are invaluable for firms seeking to obtain the Law Society Lexcel accreditation or Specialist Quality Mark.

Similarly, the other courses within this section will be invaluable to firms who have these quality marks and whose senior compliance staff including the COLP, COFA, practice manager and partners require legal regulatory and compliance training to uphold their excellent standard of legal practice management.

Keywords: SRA Regulatory And Compliance, SRA Compliance, Compliance Training Courses, law firm compliance

INCLUDES ALL THE COURSES IN THE LIST BELOW

Complaints Handling
Katie Jackson

Katie Jackson

67 Users Enrolled

Complaints Handling

Delivered by Director Katie Jackson, this course examines SRA standard ... read more

  • (5.0)

£ 100

The New Solicitor Accounts Rules 2019
Robert Blech

Robert Blech

288 Users Enrolled

The New Solicitor Accounts Rules 2019

The New SRA Accounts Rules, coming into force on 25th November 2015, a ... read more

  • (5.0)

£ 100

Vulnerable Clients
Katie Jackson

Katie Jackson

248 Users Enrolled

Vulnerable Clients

Vulnerability can prevent access to legal services, and mean a client ... read more

  • (4.0)

£ 90

File Reviews
Katie Jackson

Katie Jackson

214 Users Enrolled

File Reviews

Whether you use file reviews to demonstrate your regulatory compliance ... read more

  • (4.0)

£ 100

SRA Codes of Conduct - In-house Lawyers
Trevor Hellawell

Trevor Hellawell

193 Users Enrolled

SRA Codes of Conduct - In-house Lawyers

In-house lawyers often are an afterthought to most regulatory discussi ... read more

  • (5.0)

£ 80

SRA Authorisations
Katie Jackson

Katie Jackson

67 Users Enrolled

SRA Authorisations

This topical course is an introductory look at the latest authorisatio ... read more

£ 100

The Bribery Act 2010 - An Update
Trevor Hellawell

Trevor Hellawell

99 Users Enrolled

The Bribery Act 2010 - An Update

The Bribery Act has been with us since 2010 and many firms have forgot ... read more

£ 80

Risk Management - Application within Law Firms
Datalaw Admin

Datalaw Admin

170 Users Enrolled

Risk Management - Application within Law Firms

This one hour session will cover the basics of risk, including definit ... read more

  • (5.0)

£ 100

Legal Ethics and Regulation
Katie Jackson

Katie Jackson

238 Users Enrolled

Legal Ethics and Regulation

This webinar will consider the relationship between legal ethics and r ... read more

  • (4.5)

£ 100

MLCO and MLRO Roles Explained
Trevor Hellawell

Trevor Hellawell

190 Users Enrolled

MLCO and MLRO Roles Explained

As part of the Money Laundering Regulations 2017, the SRA have underta ... read more

  • (4.3)

£ 100

STARS - New SRA Standards and Regulations 2019
Trevor Hellawell

Trevor Hellawell

702 Users Enrolled

STARS - New SRA Standards and Regulations 2019

The SRA has announced that the new SRA Standards and Regulations (STAR ... read more

  • (4.8)

£ 100

Advanced AML - Policy and Practice
Katie Jackson

Katie Jackson

191 Users Enrolled

Advanced AML - Policy and Practice

Under Regulation 21 of the Money Laundering Regulations 2017, a firm c ... read more

  • (4.5)

£ 100

COLP - Your Duties Update 2019
Trevor Hellawell

Trevor Hellawell

211 Users Enrolled

COLP - Your Duties Update 2019

COLPs (Compliance Officers for Legal Practice) have always had a diffi ... read more

  • (5.0)

£ 100

COFA - Your Duties Update 2019
Trevor Hellawell

Trevor Hellawell

211 Users Enrolled

COFA - Your Duties Update 2019

COLPs (Compliance Officer for Finance and Administration) are often pe ... read more

  • (4.9)

£ 100

AML at the SRA and CLC
Katie Jackson

Katie Jackson

134 Users Enrolled

AML at the SRA and CLC

With the Money Laundering Regulations 2017 in place, firms are impleme ... read more

  • (5.0)

£ 100

Introduction to AML
Katie Jackson

Katie Jackson

294 Users Enrolled

Introduction to AML

Delivered by experienced lecturer and compliance consultant Katie Jack ... read more

  • (4.4)

£ 100

Price Transparency - Competition, Context and Requirements
Katie Jackson

Katie Jackson

131 Users Enrolled

Price Transparency - Competition, Context and Requirements

Delivered by Katie Jackson of Honne Ltd., a compliance consultant and ... read more

  • (4.5)

£ 100

Whistleblowing - An Introduction
Katie Jackson

Katie Jackson

57 Users Enrolled

Whistleblowing - An Introduction

In its simplest form whistleblowing concerns identifying and raising s ... read more

  • (4.0)

£ 100

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