SRA Investigation and Enforcement

  • 0 ratings, 73 users enrolled

Course Overview

With the number of SRA interventions into law firms continuing to rise, hundreds of solicitors and staff will appear before the Solicitors Disciplinary Tribunal this year alone.

Whether you are under investigation, or a COLP or COFA wanting to understand the context of your role, this essential webinar demystifies the process of SRA investigation and prosecution.

The course notes for this webinar are designed to be useful, with example forms and records for you to use immediately within your firm.

What are the requirements?

  • Watch 1.5 hour recorded webinar
  • This course provides 1.5 CPD points.

Learning Outcomes

  • On completion of this course you will have a greater understanding of the following:

    • SRA investigations, why, who, and what to expect
    • Self reporting
    • Prosecution decisions and referral to the SDT
    • Legal settlement agreements
    • Interventions – when, grounds, and what happens when your firm is intervened
    • Careers and options after prosecution

What is the target audience?

  • Practitioners



About Instructor - Katie Jackson

Katie Jackson is a consultant specialising in law firm compliance and regulation. A former Inspector for the Council for Licensed Conveyancers, Katie led and managed inspections of some of the largest conveyancing practices in the country. Prior to working for the CLC, Katie spent a number of years working in various inspection and policy roles for the Solicitors Regulation Authority, and Legal Services Commission.

Course Curriculum

recorded webinars

  • part 1
  • Part 2


  • Notes
    11 Page
  • Slides part 1
    28 Page
  • Slides part 2
    35 Page
  • Slides part 3
    28 Page
  • Slides part 4
    28 Page


  • No reviews found
  • Price
  • £ 60